Securities Regulation

We have a strong history of guiding our clients through the intricacies of dealing with the Securities and Exchange Commission, the various stock exchanges, and federal and state securities laws.

We have advised our publicly-held clients about changes under the recently-enacted Sarbanes-Oxley Act, filings and proxy statements under the Securities Exchange Act of 1934, press releases and other public disclosures, insider trading reporting, and more complicated, transaction-based filings with the Securities Exchange Commission in connection with mergers, acquisitions, financings and other transactions. In this age of higher scrutiny of public companies and closer scrutiny by the investing public of corporate activity, we provide our clients with sound advice to successfully maneuver through the ever-changing legal landscape facing public companies today.

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